Franklin W. Hobbs - Ally Board of Directors - MediaRoom Fiscal Council member at Ativos and at Brasilprev (alternate position) and Board member at BB Securities LLC.
Roster of Public & Private Company Director Appointments MAIN ADDRESS.
UBS AG : UBS Board of Directors Announces Chairman and Vice Chairman ... Incorporated Prime Executions, Inc. . UBS is a joint-stock company (Aktiengesellschaft) pursuant to Swiss laws.Its shares are listed at the SIX Swiss Exchange and the New York Stock Exchange (NYSE). Rosemary T. Berkery, Esq. From 2009 until 2012, Chris served as Managing Partner and Chief Financial Officer of U.S. Capital Advisors LLC, an independent financial advisory firm that he co-founded. Michael Blum.
PDF Ubs Securities Llc - Finra Board of Directors | Certarus Ltd. John R. Greed. Professional experience.
UBS AG : UBS Board of Directors Announces Chairman and Vice Chairman ... Board of Directors - DTCC 2012 Annual Report | Securing Today. Shaping ... Prior to forming Ladder, Mr. Harris served as a Senior Partner and Head of Global Commercial Real Estate at Dillon Read Capital Management, a wholly owned subsidiary of UBS, and previously as Head of Global Commercial Real Estate at UBS and a Member of the Board of UBS Investment Bank, as well as Head of Commercial Mortgage Trading at Credit Suisse.
Group Executive Board | UBS Global 45 Ubs Securities Llc Premium High Res Photos - Getty Images Boards are the best place to save images and video clips. Nationality: Swiss | Year of birth: 1965 Lukas Gähwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 701 Brazos Street, Suite 1050, Austin, TX 78701. Date, Time and Place: . Prior to UBS, she was . CREATIVE. Download membership application / renewal form. 2008 - 2010. . EXECUTIVE DIRECTOR-CORPORATE LEGAL AND GOVERNANCE Less than 5% Individual 04/2014 2433007 . . Collections; . Company profile page for UBS Americas Inc including stock price, company news, press releases, executives, board members, and contact information Collect, curate and comment on your files.
Owl Rock Capital Corporation - Governance - Board of Directors He graduated with an MBA, Finance and International Affairs, from Queen's University, Canada and did an International Exchange with Université Louvain-la .
UBS Securities LLC | Directors and Boards The Foundation for Secure Markets. Over the past two decades, we have expanded our technology s olutions . (USA) LLC and UBS Securities, LLC (jointly, "International Placement Agents"), according to Underwriting and Placement Facilitation Agreement, to be entered into between the . Of these, 10 are representatives of clearing agency participants, including international broker/dealers, custodian and clearing banks, and investment institutions; one Director is designated by DTCC's preferred shareholder, NYSE Euronext; three Directors are representatives of non-clearing agency participants; and the remaining board .
Board of Directors | Bahamas Financial Services Board Robert Mulholland Joins Steward Partners Board of Directors Go to SEC Site. Mr. Reece has previously served as a member of the board of directors of Atlas Technical Consultants, Inc., Del Frisco's Restaurant Group, Inc., RumbleOn, Inc., CST Brands, Inc., LSB Industries, Inc. and UBS Securities LLC. Code of Procedure, UBS Securities LLC ("UBS" or the "Firm") submits this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the . The Issuer and UBS have also discussed the possibility of UBS having a representative serve as a director on the Board of Directors of the Issuer. Your feedback is important to us!
Dominion's Parent Company Receives $800 Million Amid Election: SEC ... Securities offered by Mutual of America Securities LLC . The payer of the $400 million was UBS Securities LLC, which is a subsidiary of Swiss investment bank UBS.
PDF UNITED STATES DISTRICT COURT UNITED STATES SECURITIES AND ... - SEC.gov Search Investor Relations. Member Enterra Solutions, LLC, Board of Directors. Ubs Securities LLC is a Texas Foreign Limited-Liability Company (Llc) filed On June 29, 1998.
UBS Americas Inc - Company Profile and News - Bloomberg Markets To list your new directors, make edits, additions or deletions, please contact Barbara Wenger at bwenger . ×. The new board members will continue in their current roles with UBS and Banco do Brasil: . The Board of Directors of UBS Group AG has five Board committees, read more about its members and responsibilities. 7:00 AM: UBS Board of Directors Announces Chairman and Vice Chairman NominationsRead more on 'Investegate' .
Our board of directors | UBS Canada Director of Ally since May 2009 and the current Chairman of the Board. One of them, Ye Xiang, also served on board of the other subsidiary, UBS Securities Co. Ltd (based in Beijing). Chief Credit Officer, Global Private and Corporate Banking, Credit Suisse. UBS Securities LLC regularly reports to the Financial Industry Regulatory Authority, Inc on form B-D and to the SEC on the Schedule E to Form ADV investigations that result in orders.
45 Ubs Securities Llc Premium High Res Photos - Getty Images OCC Board of Directors; OCC Executives; Media Contacts; Newsroom; Member Directory; Becoming a Clearing Member; Member Services; Schedule of Fees; Investor Education . What Is OCC?
PDF UBS Group AG - Federal Reserve Prior to co-founding U.S. Capital Advisors LLC, Chris was an energy investment banker at UBS Securities LLC, Morgan Stanley & Co., and PaineWebber Incorporated. New York, New York. UBS SECURITIES LLC: 7654 (Associated) Broker or Dealer: X: None (Associated) Broker or Dealer CRD Number: X: None: None: None: Street Address 1 Street Address 2; 1285 AVENUE OF THE AMERICAS: City: State/Province/Country: ZIP/Postal Code: NEW YORK: . Board of Directors. Search. Brian Harris Founder & Chief Executive Officer . Fried, J. Member of the Board of Treliant LLC; On the other hand, some of this evolution is in a far more frightening direction.
UBS - Wikipedia Robert Brennan Daniel W. Tandy .
UBS and Banco do Brasil launch UBS BB Investment Bank and ... - global Franklin W. Hobbs. President UBS Securities LLC, UBS.
EX-5.1 - sec.gov Create new Board. . President, Auffenberg Dealer Group of Illinois. Board of Directors - Mutual of America Life Insurance Company. .
Ubs Securities LLC in Austin, TX | Company Info & Reviews Three of the four members on the Bloomberg profile page for UBS Securities LLC were Chinese nationals as of Dec. 4, according . .
Board of Directors | New Mountain Finance Corporation Jefferies Financial Group. Become an SFBTA Member. Prior to serving at Leerink Swann LLC, Mr. Ogens was Chairman and Co-Founder of SCS Financial Services .
HealthSouth Reaches a Settlement With UBS Securities LLC PDF ARYEH BENJAMIN BOURKOFF - files.brokercheck.finra.org . Direct ownership of UBS Securities LLC is shared by Americas Holding, 1%, and UBS Americas Inc., 99%.
Board of Directors - Carbon Energy Corporation Board of Directors - PMAC Form D - Sec William F. Cruger, Jr. became a member of the board of directors of Virtu Financial, Inc. in 2014. Prior to founding Kayezen, LLC, Mr. Kaye served as a Vice Chairman and Managing Director of UBS Investment Bank, and a member of the division's Global Operating and U.S. Executive Committees, from June 2001 to May 2012. Bob spent five years as President of Sound Securities, LLC, an execution-only broker/dealer.
Board of Directors - Arch Capital Group Ltd. Visit the SEC's Investment Adviser Public Disclosure website for more information on this individual. MINUTES OF THE BOARD OF DIRECTORS MEETING HELD ON JANUARY 17, 2022 1. EquiLend Holdings LLC was formed in 2001, and the platform went live in 2002. Nos. UBS SECURITIES LLC Section Title Report Summary Firm History CRD# 7654 1 10 Firm Profile 2 - 9 . John M. Pasquesi has been Chair of Board since September 2019 and a director of Arch Capital since October 2001. Portfolio Management Association of Canada. Weinstein joined the board of directors of New Mountain Finance Corporation in August 2012.
About - EquiLend Wells Fargo. UBS Securities LLC : Form 8.5 (EPT/NON-RI) - Firstgroup Plc. 520 Madison Avenue.
Members | Board of Directors Stay on BrokerCheck.
Analyst Coverage | SolarEdge Technologies, Inc. Prior to founding Redan Advisors LLC, Mr. Bartels was a senior investment professional with 20 years of experience. Director UBS Securities LLC Jul 2018 - Present 3 years 8 months. However, with regard to UBS Securities LLC (based in New York), three out of four board directors were Chinese nationals. Relationship Summary. Dues are $100.00 per member per year.
Virtu Financial, Inc. - Corporate Governance - Board of Directors Ian Isaacs occupies the position of Senior Vice President-Investment at Painewebber & Co., Inc. Mr. Isaacs is also on the board of Greenlight Capital Re Ltd. and Greenlight Reinsurance Ltd. 2017 - 2022. 1285 AVENUE OF THE AMERICAS. Previously Mr. Cruger held a number of senior positions at J.P . Member of the Group Executive Board of UBS Group AG and President UBS Switzerland. Head Credit Risk Management, Corporate . Since 2004, he has been an advisor to One Equity Partners LLC.
UBS Americas Inc - Company Profile and News - Bloomberg Markets 2.1.3. The company's filing status is listed as In Existence and its File Number is 0703845523. UBS has . New York, New York. The Maybank Defendants began buying Fortress . UBS LLC is affiliated with UBS Limited and UBS AG. Patrick J. Bartels Jr. is the Managing Member of Redan Advisors LLC, a firm that provides fiduciary services, including board of director representation and strategic planning advisory services for domestic and international public and private business entities. UBS Securities LLC Bank of America Merrill Lynch . 297. Electronic Trading Coverage Goldman Sachs Jun 2007 - Jul 2018 11 years 2 months . Mr. Kearney has over 25 years of upstream energy executive and board experience, principally in the oil services sector.
Board of Directors :: Bristow Group Inc. (VTOL) GROUP MANAGING DIRECTOR- CHAIRMAN OF THE BOARD Less than 5% No Individual 04/2016 Yes 2414084 Is this a domestic or foreign Company profile page for UBS Americas Inc including stock price, company news, press releases, executives, board members, and contact information CREATIVE. Alain Auclair is Managing Director, Head of Global Banking-Canada, UBS Securities Canada and is responsible for leading UBS' advisory and capital raising business in Canada.
MFA Financial, Inc. - Board of Directors Bahamas Financial Services Board Montague Sterling Centre East Bay Street P.O. Mr. Lassalvia was Executive . Scrushy, in the Circuit Court of Jefferson . Chairman of the Board of Directors of UBS Asset Management AG; . Order, Supreme Court, New York County (Bernard J. He would go on to transition to UBS in 2009, where he served as Head of The Wealth Management Advisor . Managing Director Managing Director . NEW YORK, NY 10019 UNITED STATES.
BrokerCheck - Find a broker, investment or financial advisor Former UBS and Deutsche Bank Execs Join Robertson Stephens Board SEC.gov | HOME 2010 - 2016.
UBS Securities LLC v. Highland Capital Management, L.P. Principal Executive Office. Alain is also a member of the Board of UBS Securities Canada Inc.
Compass Minerals - Investor Relations - Corporate Governance - Board of ... Visit SEC Site. Webber Research & Advisory LLC. He previously served as VEREIT's Co Head, Real Estate from January 2015 to September 2015 and VEREIT's President . overseeing both the Institutional Securities Business and Wealth Management. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership . He was most recently Vice Chairman of Investment Banking at J.P. Morgan and Co. where he was responsible for key client relationships on a global basis. 1 Toronto Street, Suite 905 Toronto, Ontario M5C 2V6. James (Jamie) Auffenberg, Jr. is an expert in the automobile industry with over 33 years of experience in the field. From November 2017 to September 2019, he was Lead Director. Mr. Pasquesi is the Managing Member of Otter Capital LLC, a private equity investment firm he founded in January 2001. 2002 - 2003. John M. Pasquesi.
Mutual of America 2020 Annual Report -Board of Directors Collections; . John R. Greed. The DTCC Board is currently composed of 16 Directors.
Ian Isaacs - Biography - MarketScreener.com Board of Directors | UBS Global Gwendolyn Hatten Butler . UBS Securities, a division of UBS AG, is a global investment banking firm and wealth manager. PennantPark Investment Corporation (the "Company") (NYSE: PNNT) announced today the appointment of Mr. José A. Briones, Jr. to the Company's Board of Directors, effective May 3, 2022. Prior to 2001, Mr. Brandi was a Managing Director at Dillon, Read & Co. Inc. and later its successor firm, UBS Warburg, concentrating on transactions in the energy and consumer goods areas. 2014 - 2018. A claim stating China invested $400 million in Dominion Voting Systems is FALSE, based on our research. 7:00 AM: UBS Board of Directors Announces Chairman and Vice Chairman NominationsRead more on 'Investegate' . Box N-1764 Nassau, The Bahamas (242) 393-7001 Telephone (242) 393-7712 Fax info@bfsb-bahamas.com CONNECT As of December 2020, UBS is present in all major financial centres worldwide, having offices in 50 countries, with about 30% of its approx. .
Expro Group Holdings N.V. - Governance - Board of Directors UBS Securities LLC provides client focused advisory, capital markets and financing solutions and providing access to primary and secondary Mr. McDowell serves as the Chief Executive Officer at Orion Office REIT Inc. Mr. McDowell has served as VEREIT, Inc.'s ("VEREIT") Executive Vice President and Chief Operating Officer since October 2015.
Pennant Investment (PNNT) Appoints Senior Partner of PennantPark to Its ... Additional information can be found in the detailed report.
Dominion's Parent Company Receives $800 Million Amid Election: SEC ... EXECUTIVE DIRECTOR-CORPORATE LEGAL AND GOVERNANCE Less than 5% Individual 04/2014 2433007 . The Directors & Boards Directors Roster is compiled from public and private company sources. While it appears three of the four board members of that subsidiary's board are Chinese and could represent Chinese investors, shareholder information is .
What We Know: Dominion Voting Systems and UBS Securities 4693, 4694.
PDF NEW YORK STOCK EXCHANGE LLC TO: New York Stock Exchange LLC RE: UBS ... Ubs Securities LLC is a Texas Foreign Limited-Liability Company (Llc) filed On June 29, 1998. SolarEdge Technologies, Inc. is followed by the analysts listed above. Paul H. McDowell. He is also a member of the UConn Health Board of Directors, corporator for Saint Francis Hospital and Medical Center, and member of the Board of Governors for Hartford Hospital.
OCC - Member Directory GROUP MANAGING DIRECTOR- CHAIRMAN OF THE BOARD Less than 5% No Individual 04/2016 Yes 2414084 Is this a domestic or foreign He was named Vice Chairman and Group CEO of LTC since 2014 and stepped down on July 31, 2020. Select from premium Ubs Securities Llc of the highest quality. No, that's not accurate: A Swiss investment bank's New York subsidiary, UBS Securities LLC, in October bought $400 million in shares Dominion's parent company, Staple Street Capital LLC. Series 7, 55, 63 Account Manager . Entire IR Site Documents Press Releases. He was Officer at Bescval-BESC Distribuidora de Títulos e Valores Mobiliários S.A. until 2020. He joined the Lite-On Group in 1983 and has served in positions of increasing responsibility . Amex LLC board of directors or the NYSE Regulation board of directors, each member in good . . LIONTREE ADVISORS LLC 745 Fifth Avenue 15th Floor New York, NY 10151 CRD# 164399 Registered with this firm since: 10/05/2012 B Report Summary for this Broker This report summary provides an overview of the broker's professional background and conduct. Mu Lina, who was a board member of the New York subsidiary, worked as the director of wealth management funds and head of fund operations at UBS Beijing, based on public information. Member of the Board of UBS Americas Holding LLC; Mr. Kearney currently serves as the Company's Chairman of the Board and non-executive director of the Board, a position he has held since October 2021. Feel free to contact any board member to express your opinion on current issues. UBS Securities LLC ("UBS LLC") is a New York, NY-based brokerage firm that is registered with the Commission.